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5 Compliance vacancies

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Business Assessor - Leeds
 
c£17k to c£22k
Ref 46176
Expanding firm looking for a Business Assesor with good financial planning and technical knowledge to join their office in Leeds.
more info...on this Business Assessor job in Leeds

 
T & C Supervisor - Leeds
 
c£28k to c£32k
Ref 46170
T & C Supervisor sought to undertake a range of supervision/compliance functions for an office in Leeds.
more info...on this T & C Supervisor job in Leeds

 
Compliance T & C Supervisor - Newcastle Upon Tyne
 
c£21k to c£25k
Ref 46140
An experienced Compliance T&C Supervisor is required to join one of the most respected and innovative IFA firms in the UK. The role will be based in Newcastle Upon Tyne, there are approximately 100 staff. The role will involve building a relationship with Wealth Management Partners and to provide support to on all aspects of compliance in accordance with established standards and internal procedures.
more info...on this Compliance T & C Supervisor job in Newcastle Upon Tyne

 
Compliance File Checker - Newcastle Upon Tyne
 
c£19k to c£23.5k. OTE c£5k
Ref 46139
An experienced Compliance File Checker is required to join one the most respected and innovative IFA Firms in the UK. The role will be based in Newcastle Upon Tyne, there are approximately 100 staff. The role will involve file checking, checking business submission files in accordance with established standards and targets set, providing feedback to member firms to enable their advisers to become proficient, providing support to Wealth Management Partners on all aspects of compliance in accordance with the company's standards and reporting to The Compliance Officer. This is a full-time permanent role.
more info...on this Compliance File Checker job in Newcastle Upon Tyne

 
Paraplanner Manager / Compliance - Northamptonshire
 
c£35k to c£42k + benefits
Ref 45999
An award winning Chartered Financial Planners based in the Northamptonshire area are seeking an experienced Paraplanner/Manager to work very closely with the Operations Director and assist with the day to day management of the team, systems and compliance functions.
more info...on this Paraplanner Manager / Compliance job in Northamptonshire


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Compliance  jobs, Compliance  vacanices, UK
   
  Compliance  jobs, Compliance  vacanices, UK
                 
LATEST INDUSTRY NEWS
               
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    Homeowners across the UK are getting nasty shocks concerning their home insuranc...     The cost of renting a house in England and Wales fell by 0.4 per cent in Novembe...     Lloyds TSB will stop selling packaged account in its branches from 1 January 201...     Planning for the future is important for UK families....     The chancellor seems likely to deliver some bad news on pensions on Wednesday...  
     | moneynews.co.uk     Fri, 21 Dec | financemarkets.co.uk     Thu, 20 Dec | financemarkets.co.uk      | moneynews.co.uk     Mon, 03 Dec | pensions.co.uk  
 
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